Temenos Regulatory Compliance

Markets in Financial Instruments Directive (MiFID) II

Support for MiFID II is provided covering securities trading by private individuals. This includes both the profiling of investors’ knowledge levels and compliance enforcement during order processing activities.

Financial - businesswoman

MiFID II Questionnaire

Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.

MiFID II Order Checking

Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.

Order & Proposal Management

All functions of order and proposal management respect the MiFID II questionnaire and order check.

Webinar

Temenos Compliance Advisory Live: Payment Deferral Programs

Temenos Compliance Advisory Live gives you front row access to our team of compliance experts in an open, virtual Q&A panel setting. Please join us as we share our most frequently asked questions, take new questions from the audience, and navigate the ins and outs of Payment Deferral Programs together.

Video

Flood Rules…Will You Sink or Swim?

Learn the 7 elements in the definition of Private Flood Insurance Understand how the Compliance Aid can assist your institution Utilize Implementation Tips to aid your institution in complying with…