MiFID II Questionnaire
Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.
MiFID II Order Checking
Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.
Order & Proposal Management
All functions of order and proposal management respect the MiFID II questionnaire and order check.
Learn the 7 elements in the definition of Private Flood Insurance Understand how the Compliance Aid can assist your institution Utilize Implementation Tips to aid your institution in complying with…
Whether you are new to CRA or have been in the trenches for years, viewing the requirements with a fresh set of eyes can help you revitalize your existing program.…
In this webinar, members of the Temenos team will cover a variety of aspects of Complaint Management from tracking and reporting complaints to regulator expectations.