MiFID II Questionnaire
Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.
MiFID II Order Checking
Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.
Order & Proposal Management
All functions of order and proposal management respect the MiFID II questionnaire and order check.
Firms which have been investing in creating front-to-back digital technology capabilities and client engagement models are in a better position to succeed in the wealth landscape which will evolve into being the new normal. Both investor behaviour and expected market return patterns undergo rapid change. Business and technological agility, and the capability to recognise and engage with new client and market demands, will be key.
Will 2020 be the year for wealth management in Vietnam?
Temenos Infinity – The Traditional Wealth Manager, Digital Technology, AI and Changing Client Expectations
Wealth Management has often been seen as lagging behind the rest of the financial services sector in terms of digitization. Watch this session to see how this is far from being the case.