Temenos Regulatory Compliance

Markets in Financial Instruments Directive (MiFID) II

Support for MiFID II is provided covering securities trading by private individuals. This includes both the profiling of investors’ knowledge levels and compliance enforcement during order processing activities.

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MiFID II Questionnaire

Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.

MiFID II Order Checking

Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.

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Order & Proposal Management

All functions of order and proposal management respect the MiFID II questionnaire and order check.

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A Wealth of Opportunities

Join this session to find out how the most comprehensive end-to-end wealth solution can help banks and wealth managers to grow their AuM and protect their margins through a rich digital experience, tailor-made investment services, new products, and services while complying with the most recent regulations.