Temenos Regulatory Compliance
Markets in Financial Instruments Directive (MiFID) II
Support for MiFID II is provided covering securities trading by private individuals. This includes both the profiling of investors’ knowledge levels and compliance enforcement during order processing activities.
MiFID II Questionnaire
Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.
MiFID II Order Checking
Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.
Order & Proposal Management
All functions of order and proposal management respect the MiFID II questionnaire and order check.
Related Insights
Webinar
Finews.ch Industry Interview – CX in Swiss Banking (German)
Watch the on-demand version by clicking on the video. In this Industry interview Claude Baumann from Finews.Ch is speaking to Cyrill Kiefer from Deloitte, Philipp Thomys from Salesforce and Holger Lehmann from Temenos.
Webinar
On-Demand: LevelUP with Infinity Wealth
Temenos collaborated with Asian Bankers Association and Synpulse on a #LevelUP with Temenos Infinity Wealth.
White Paper and Report
Selecting an Investments Platform for the New Normal – How to Win the Race
In the race for customer, acquisition and retention private banking falls behind. A lot of pressure is applied to the Private Wealth Industry. The global pandemic has seen a shift not only in how wealth managers interact with their clients but also in a change in their client’s expectations.