Temenos Regulatory Compliance

Markets in Financial Instruments Directive (MiFID) II

Support for MiFID II is provided covering securities trading by private individuals. This includes both the profiling of investors’ knowledge levels and compliance enforcement during order processing activities.

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MiFID II Questionnaire

Suitability and appropriateness MiFID II questionnaire are integrated into the system. This covers categorization, suitability, appropriateness and best execution compliance checks.

MiFID II Order Checking

Input Controls and Trading Constraints based on the MiFID II customer profile are integrated into the Pre-Trade Compliance Check order stage.

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Order & Proposal Management

All functions of order and proposal management respect the MiFID II questionnaire and order check.

Webinar

On Demand Webinar: Digital Wealth Comes of Age – Wealth Management and the Post COVID-19 World

Firms which have been investing in creating front-to-back digital technology capabilities and client engagement models are in a better position to succeed in the wealth landscape which will evolve into being the new normal. Both investor behaviour and expected market return patterns undergo rapid change. Business and technological agility, and the capability to recognise and engage with new client and market demands, will be key.