Markets in Financial Instruments Directive (MiFID) II

Enabling financial institutions to meet MiFID II requirements with agile, integrated solutions designed for transparency, investor protection, and regulatory compliance across client classification, reporting, and data governance.

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MiFID II questionnaire

Suitability and appropriateness MiFID II questionnaires are integrated into the system, with an optional feature to include sustainability preferences.

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MiFID II order checking

Order checks rely on individual customer knowledge and experience, and a suitability assessment. Pre-trade compliance checking automatically applies the relevant controls for each service type. For execution only, specific appropriateness checks are carried out. For discretionary and advisory, appropriateness and target market checks are carried out, with the option to include sustainability preferences if part of the assessment.

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Order and proposal management

All order management functions and investment proposals align with the MiFID II results for each individual client. Additionally, sustainability preferences are dynamically included if specified by the client.