Policies and Procedures, the Nuts and Bolts of Attaining Compliance
Wednesday, June 24th, 2015 | 2 – 3 p.m. EST
With the number of recently implemented regulatory changes the industry has experienced, as well as the ones planned for the near future, remaining compliant can seem almost impossible. Join the team and industry expert, Blair Rugh, as they provide an in-depth look at what you must do to not only become compliant, but also maintain compliance as the landscape changes.
During this webinar, you will learn how creating compliance-driven policies and procedures will streamline operations at your institution. The team will discuss best practices for writing and implementing policies as well as how to draft employee procedures that are effective, actionable and easy to put in place. Finally, you will learn how to implement a company-wide audit program and why such a program is so crucial to ensuring the success of your policies and procedures.
How you address new regulations and compliance effects every area of the account holder relationship. It is critical that your organization is effectively equipped to respond quickly to regulatory changes to ensure your employees and operations continue to succeed.